Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jimmy Leong | 1486689 | 2 | 07/23/2013 | Customer Dispute | Settled | $7,359.62 | $0.00 | See FINRA Report |
| Brett Canarelli | 3243879 | 3 | 07/09/2013 | Customer Dispute | Settled | $74,244.10 | $0.00 | See FINRA Report |
| John Taveira | 5103565 | 1 | 07/02/2013 | Customer Dispute | Settled | $54,356.00 | $0.00 | See FINRA Report |
| Rachelle Dy Andrus | 5682642 | 1 | 06/24/2013 | Customer Dispute | Settled | $8,177.36 | $0.00 | See FINRA Report |
| Valerie Kay Fuller-Howe | 2738966 | 1 | 06/20/2013 | Customer Dispute | Settled | $12,000.00 | $0.00 | See FINRA Report |
| Shawn F Marks | 2673387 | 2 | 06/10/2013 | Customer Dispute | Settled | $9,992.39 | $0.00 | See FINRA Report |
| Elena P Martinez | 4418243 | 2 | 06/07/2013 | Customer Dispute | Settled | $9,792.84 | $0.00 | See FINRA Report |
| Stephen R Witt | 1322030 | 4 | 06/03/2013 | Customer Dispute | Settled | $180,000.00 | $0.00 | See FINRA Report |
| Marc Ferro | 4489452 | 2 | 05/28/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Kerry James Kerch | 5140675 | 1 | 04/29/2013 | Customer Dispute | Settled | $5,827.00 | $0.00 | See FINRA Report |