Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Craig Weinstein | 2790030 | 3 | 08/11/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Robert A Longo | 5503132 | 1 | 06/10/2014 | Customer Dispute | Settled | $60,513.30 | $0.00 | See FINRA Report |
| Jorge Alberto Serrano | 4951032 | 1 | 04/08/2014 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Andrew B Cochran | 5735224 | 1 | 03/10/2014 | Customer Dispute | Settled | $17,934.20 | $0.00 | See FINRA Report |
| Heekang Choung | 5787349 | 1 | 02/13/2014 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Tom Wallack | 1609018 | 3 | 01/13/2014 | Customer Dispute | Settled | $2,000,000.00 | $0.00 | See FINRA Report |
| Robert Nicoletti | 2976392 | 1 | 10/04/2013 | Customer Dispute | Settled | $12,772.70 | $0.00 | See FINRA Report |
| Richard Kim | 3189888 | 1 | 09/23/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| John O Adeniji | 4578669 | 1 | 09/19/2013 | Customer Dispute | Settled | $6,000.00 | $0.00 | See FINRA Report |
| Howard Steven Rowen | 2153771 | 4 | 08/26/2013 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |