Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Craig Weinstein | 2790030 | 3 | 08/11/2015 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Arthur Feld | 873059 | 2 | 07/20/2015 | Customer Dispute | Settled | $725,000.00 | $0.00 | See FINRA Report |
| Lambrini Haralampopoulos | 4294924 | 1 | 02/18/2015 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Elizabeth Antosz | 4786394 | 1 | 02/11/2015 | Customer Dispute | Settled | $9,014.19 | $0.00 | See FINRA Report |
| Pavel Kreychman | 5371416 | 2 | 02/10/2015 | Customer Dispute | Settled | $105,059.00 | $0.00 | See FINRA Report |
| Steven Fried | 4472772 | 4 | 02/09/2015 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Brett W Berry | 1926468 | 1 | 12/16/2014 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Jeffrey B McAleney | 1011501 | 10 | 12/11/2014 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |
| Albert Boele | 5508636 | 1 | 12/03/2014 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Todd J Vander Veer | 5136041 | 2 | 11/26/2014 | Customer Dispute | Settled | $22,000.00 | $0.00 | See FINRA Report |