Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert M Kaufman | 1711966 | 1 | 03/01/1995 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Young | 5762469 | 4 | 06/03/1991 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Young | 5762469 | 4 | 03/05/1990 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Patricia Kaplan | 1094646 | 1 | 12/27/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Jill Caryn Plein | 1308172 | 1 | 12/27/1989 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Morris | 1098464 | 2 | 02/06/1987 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Morris | 1098464 | 2 | 05/01/1986 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Barry Tucker | 450075 | 5 | 08/08/1966 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |