Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Joseph Bellavia | 2145440 | 6 | 12/02/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
D. Peter Tipping | 2278762 | 1 | 10/28/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Sean Malone | 6761076 | 1 | 07/03/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Jeff K Santohigashi | 4212326 | 1 | 03/31/2008 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
John Varghese Cholankeril | 2743598 | 8 | 03/29/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Charles J Campbell | 1977286 | 2 | 01/20/2006 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Charles J Campbell | 1977286 | 2 | 11/28/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Ronald A Jones | 5199603 | 2 | 09/01/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
John Young | 5762469 | 4 | 07/29/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
Mark Bianchi | 4052421 | 2 | 06/23/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |