Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniele Driscoll | 1040196 | 3 | 07/15/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael J Vera | 2891358 | 2 | 03/16/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gary R Fournier | 211949 | 10 | 12/13/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Franklin Langenfeld | 4749482 | 1 | 05/12/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Michael Densmore | 2233690 | 2 | 04/29/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steve Condos | 2064521 | 2 | 04/22/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Steve Condos | 2064521 | 2 | 02/05/2010 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Caspar Agnew | 4673947 | 1 | 11/13/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Winter | 470232 | 2 | 10/27/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy Jolliffe | 6137519 | 1 | 04/30/2009 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |