Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Curtis W Behymer | 5090265 | 1 | 08/01/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Armin Samadi | 5960961 | 1 | 01/29/2015 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory T Brooks | 1677862 | 2 | 07/28/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| John Eric Maquar | 4204769 | 2 | 07/21/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael J Maglio | 5589158 | 2 | 01/08/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Xin Li | 4822456 | 1 | 12/12/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Justin Michael Yankauskas | 6574151 | 2 | 06/12/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon Alexander Greene | 6502472 | 2 | 12/28/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Michael Korte | 4213303 | 2 | 10/14/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Paul Wilson | 2298962 | 2 | 10/03/2011 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |