Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Shahriar Sabzevarian | 6765805 | 1 | 10/10/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Ramirez | 6681915 | 2 | 03/15/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Robert Lee Sexton | 6544672 | 1 | 02/01/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ian C Connor | 3115289 | 1 | 01/30/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Patrick Harkin | 5296507 | 1 | 01/30/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Troy Gerschutz | 4875289 | 3 | 01/25/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ramiro Ruano | 6687027 | 2 | 01/20/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christian A Rojas | 5788073 | 2 | 01/17/2017 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Justin John Murray | 6575696 | 2 | 11/03/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Bruce Joseph Lutomski | 6574412 | 1 | 10/18/2016 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |