Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edwin Bueno | 2875129 | 1 | 07/13/2001 | Customer Dispute | Pending | $0.00 | $0.00 | See FINRA Report |
| Jon Feliciano Plamenco | 2738458 | 1 | 04/03/2001 | Customer Dispute | Pending | $36,000.00 | $0.00 | See FINRA Report |
| Paul Joseph Raspa | 2397030 | 1 | 03/10/1999 | Customer Dispute | Pending | $70,000.00 | $0.00 | See FINRA Report |