Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tyrone J Austin | 7253764 | 2 | 02/01/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Laura S George-Allen | 7242616 | 11 | 01/31/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| John M Perrette | 2405225 | 2 | 03/03/2021 | Customer Dispute | Pending | $1,770,000.00 | $0.00 | See FINRA Report |
| Erin Rose Hartley | 7321025 | 1 | 10/27/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Eric W Wilson | 4729520 | 1 | 10/21/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Carson Montney | 6987459 | 1 | 08/14/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Ryan Palenske | 5679987 | 2 | 02/13/2020 | Customer Dispute | Pending | $7,200.00 | $0.00 | See FINRA Report |
| Carrie Butler | 7064946 | 1 | 10/04/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Deanna L Heldenbrand | 4718297 | 17 | 06/15/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Sophia Belz Varela | 7670232 | 1 | 05/22/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |