Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Javier Mario Gonzalez | 5277101 | 1 | 01/23/2023 | Customer Dispute | Pending | $5,000.00 | $0.00 | See FINRA Report |
| Melissa K Theodosopoulos | 7463174 | 1 | 12/13/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jose A Aleman | 7037167 | 3 | 11/30/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Joshua Champagne | 7721338 | 2 | 10/31/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jason Z Gopen | 5981937 | 1 | 09/22/2022 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Christopher W Morris | 7523223 | 2 | 09/20/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Adrianna Brooks | 7493317 | 2 | 08/23/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Laura S George-Allen | 7242616 | 11 | 07/31/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Aldin Rakovic | 5619607 | 1 | 07/29/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Aubrey Lynne Caldwell | 7780120 | 3 | 05/09/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |