Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Yannick Mahoro | 7200020 | 1 | 05/27/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Alan Au | 6337320 | 2 | 05/25/2023 | Customer Dispute | Pending | $70,240.00 | $0.00 | See FINRA Report |
| Liza Michelle Sepulveda Ortiz | 7432978 | 2 | 05/18/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Rhiannon Kaulitzke | 7026293 | 3 | 05/17/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Rhiannon Kaulitzke | 7026293 | 3 | 05/03/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Laura S George-Allen | 7242616 | 11 | 03/31/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Aubrey Lynne Caldwell | 7780120 | 3 | 03/20/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Angela R Beitzel | 7820541 | 1 | 03/09/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Lachea Harris | 7669768 | 1 | 02/27/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Salima Garone | 7786436 | 2 | 02/21/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |