Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sam C Schoner | 1928356 | 3 | 12/07/2023 | Customer Dispute | Pending | $2,500,000.00 | $0.00 | See FINRA Report |
| Joshua U Allen | 6053461 | 1 | 12/07/2023 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Franz A Warren | 2465372 | 3 | 12/07/2023 | Customer Dispute | Pending | $100,000.00 | $0.00 | See FINRA Report |
| Zachary Daniel Mumau | 7077892 | 1 | 09/29/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Alan Au | 6337320 | 2 | 09/06/2023 | Customer Dispute | Pending | $50,000.00 | $0.00 | See FINRA Report |
| Laura S George-Allen | 7242616 | 11 | 07/31/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Jessica Johnson | 7861104 | 2 | 07/25/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Ihab Elibiary | 5675689 | 1 | 07/20/2023 | Customer Dispute | Pending | $49,051.00 | $0.00 | See FINRA Report |
| Harold Louis Reinstein | 2516822 | 1 | 07/06/2023 | Customer Dispute | Pending | $2,600,000.00 | $0.00 | See FINRA Report |
| Eric Morel | 6824516 | 7 | 05/29/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |