Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dustin Chase | 45046 | 1 | 10/18/2021 | Customer Dispute | Pending | $500,000.00 | $0.00 | See FINRA Report |
| Antony Markarians | 6949983 | 1 | 10/13/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| William G Raines | 2881004 | 4 | 09/07/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Collin Banks | 7345290 | 1 | 05/28/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Yekaterina Tumayeva | 4811729 | 1 | 04/01/2021 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| John M Perrette | 2405225 | 2 | 03/03/2021 | Customer Dispute | Pending | $1,770,000.00 | $0.00 | See FINRA Report |
| James John Baker | 5651660 | 1 | 02/18/2021 | Customer Dispute | Pending | $20,000,000.00 | $0.00 | See FINRA Report |
| James Dimon | 2095352 | 7 | 11/17/2020 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |
| Erin Rose Hartley | 7321025 | 1 | 10/27/2020 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| James Dimon | 2095352 | 7 | 10/24/2020 | Civil | Pending | $0.00 | $0.00 | See FINRA Report |