Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tami Lee Jara | 4395812 | 2 | 06/23/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ryan Reynolds | 5659003 | 1 | 02/19/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frederick Spaulding Decker | 1144614 | 2 | 01/13/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cyron Wayne Hamer | 1591655 | 1 | 12/30/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ryan Lathem | 7430319 | 1 | 11/13/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew L Hall | 2266756 | 2 | 11/01/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John A Caldwell | 2356555 | 1 | 10/31/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Alicia M Gil | 5910729 | 1 | 09/02/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sandreatha Denise Doggett | 4563214 | 3 | 07/15/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kathleen Fortoul | 1361270 | 2 | 06/24/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |