Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Daniel Jacobs | 6141871 | 2 | 01/23/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Allan H Joubert | 2371048 | 3 | 11/01/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Frederick Spaulding Decker | 1144614 | 2 | 10/30/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| David S McKinley | 4207905 | 1 | 10/22/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lynette D Stephens | 7899907 | 1 | 07/02/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nancy Erika Mancilla | 5229169 | 2 | 05/29/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Douglas Ellison | 6022054 | 2 | 03/01/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joshua James Desimone | 7187277 | 1 | 02/14/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sandreatha Denise Doggett | 4563214 | 3 | 01/11/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| George J Aber | 5056861 | 2 | 08/02/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |