Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jose A Aleman | 7037167 | 3 | 09/20/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Anthony Kallabat | 7823383 | 2 | 08/20/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Anthony Kallabat | 7823383 | 2 | 08/19/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jason Solis | 7029369 | 1 | 07/25/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher de Leon | 6454185 | 2 | 06/14/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher de Leon | 6454185 | 2 | 06/13/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Melinda C Rivas | 7422422 | 1 | 04/01/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marqese Daren Lewis | 7215625 | 1 | 03/25/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Adrianna Brooks | 7493317 | 2 | 02/15/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Robinson | 5902068 | 1 | 01/24/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |