Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bart Edwin Shambaugh | 6600063 | 1 | 07/06/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roque Garza | 6898938 | 1 | 04/26/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Anthony Rincon | 7512906 | 2 | 03/26/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Monica R Steele | 6706898 | 1 | 01/04/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Nancy Erika Mancilla | 5229169 | 2 | 11/11/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dashaun Denise Draper | 7303015 | 1 | 03/11/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kenneth John Henriques | 6372836 | 4 | 03/03/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Darren Armetta | 5710662 | 4 | 02/07/2020 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Luther Bowen | 7299413 | 1 | 12/23/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew L Hall | 2266756 | 2 | 12/05/2019 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |