Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Cayla O Phillips | 7648622 | 1 | 07/21/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joshua M Helton | 7068383 | 1 | 07/07/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Iris Juana Summer | 6739394 | 2 | 03/31/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kerri Lynn Rail | 2690343 | 2 | 02/08/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roxsanne D Cannon | 5991264 | 1 | 01/07/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lori Marie Gust | 4003122 | 1 | 12/29/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Olga Lineros | 6999398 | 1 | 12/06/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Egypt A Payne | 6525870 | 2 | 11/17/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark A Williams | 4919255 | 1 | 08/03/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Richardson | 7475864 | 4 | 07/14/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |