Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kayla Smith | 7470328 | 1 | 08/14/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kemah Nimakia Duopu | 6871629 | 2 | 07/18/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Claudine D Isaac | 7411257 | 1 | 05/24/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jasmine Bridget Felder | 7030096 | 1 | 03/08/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Patricia Cespedes | 6465964 | 1 | 02/01/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robin Lee Oberg | 6910925 | 2 | 12/29/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher D Rouns | 7706185 | 4 | 10/04/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Donovan Garrison | 7381327 | 1 | 08/12/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Elisabet Aldape | 6320235 | 2 | 08/12/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Robin Lee Oberg | 6910925 | 2 | 07/22/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |