Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthieu Charles Armstrong | 6635954 | 1 | 11/22/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Egypt A Payne | 6525870 | 3 | 11/17/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Wesley Anderson Madden | 7355643 | 1 | 10/02/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Katia Hajj | 5570668 | 1 | 09/29/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Thomas Sexton | 7175380 | 1 | 08/20/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark A Williams | 4919255 | 1 | 08/03/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bart Edwin Shambaugh | 6600063 | 1 | 07/06/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rodrigo Martinez | 2649062 | 4 | 06/07/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Vishal Sharma | 4418727 | 2 | 05/25/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roque Garza | 6898938 | 1 | 04/26/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |