Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jimmy Diep | 5945719 | 1 | 11/29/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Steven Fried | 4472772 | 4 | 11/15/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeremy Arthur Handley | 6155826 | 2 | 10/10/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cortland Haynes | 7661428 | 1 | 10/02/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kenneth T Hilton | 7881658 | 2 | 09/26/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Empie | 7881501 | 1 | 09/26/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kenneth T Hilton | 7881658 | 2 | 09/15/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Flora Javaherian | 6655013 | 2 | 09/12/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy Houston Snow | 6030264 | 1 | 09/08/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bryan Koy | 6264754 | 1 | 08/31/2023 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |