Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Donovan Garrison | 7381327 | 1 | 06/14/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brijal Patel | 6111246 | 2 | 05/27/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Edmund S. Liu | 5830815 | 2 | 05/24/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Joseph Kelly Nelson | 6153951 | 4 | 05/09/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Iris Juana Summer | 6739394 | 1 | 03/31/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Brijal Patel | 6111246 | 2 | 01/28/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roxsanne D Cannon | 5991264 | 1 | 01/07/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lori Marie Gust | 4003122 | 1 | 12/29/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Olga Lineros | 6999398 | 1 | 12/06/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Neal M Garratt | 4555569 | 3 | 11/30/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |