Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Troy D. Stephens | 2886947 | 2 | 01/29/1998 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Terri Slaton | 5717721 | 2 | 09/01/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Philip Paden | 1897995 | 2 | 10/21/1994 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |