Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thomas J Huang | 3107256 | 2 | 08/07/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Elizabeth Pilar Rogers | 4055908 | 2 | 03/20/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Sergio Cervantes | 6041582 | 1 | 01/01/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Dominic Robert Casey | 5170324 | 1 | 07/01/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Suzette C Coleman | 5751058 | 1 | 02/23/2005 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Geryna Renee Cochrane Sandy | 4776323 | 1 | 07/08/2004 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Marilyn I Shutt | 6107416 | 1 | 06/17/2004 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Claudia Nilda Mullin | 5612994 | 2 | 03/19/2003 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Charleen A Guck | 1271225 | 2 | 09/01/2001 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Troy D Stephens | 2886947 | 2 | 01/28/1999 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |