Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Travis L Dock | 6132262 | 2 | 06/10/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Noe A Alvarado | 5082475 | 2 | 02/02/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Lizbeth A Perez | 4766137 | 2 | 01/26/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jimmy Jones Fox | 4647208 | 3 | 12/30/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Carina Juarez | 6110019 | 1 | 12/04/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Anthony Vetturelli | 4913939 | 1 | 11/06/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jorge I Corrales | 2368808 | 6 | 06/09/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Vassilios Bill Grous | 1406887 | 3 | 05/22/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Noe A Alvarado | 5082475 | 2 | 03/27/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Wilfred Joseph Campbell | 6238370 | 1 | 10/17/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |