Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ernest Wilson | 2468455 | 1 | 10/13/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kit S Dang | 4086797 | 1 | 09/03/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Travis L Hilborne | 4859772 | 1 | 08/26/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John C Lewis | 5994320 | 2 | 05/07/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| John C Lewis | 5994320 | 2 | 04/16/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher McEvoy | 4245928 | 1 | 01/04/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Justin M McRae | 5775082 | 1 | 12/22/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Peter Lawrence Totaro | 4323715 | 2 | 10/08/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Amy Fox | 3248769 | 1 | 10/08/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Maritsa Teresa Rojas | 6155711 | 1 | 08/01/2009 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |