Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Scott Gene Barrios | 7007760 | 2 | 01/30/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Monica Lynette Harris | 4074533 | 2 | 01/11/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Amanda C Anderson | 5310511 | 1 | 12/21/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kristen Walmach | 2504083 | 1 | 11/30/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrew Marshall Tyler | 4677892 | 2 | 08/18/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Rigoberto Rodriguez | 5394744 | 1 | 08/09/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrew Marshall Tyler | 4677892 | 2 | 07/13/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Cheng-Ying Ian Hsiao | 7148670 | 1 | 11/15/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Humberto J Bogani | 4793771 | 1 | 11/08/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Timothy James Murphy | 2696195 | 2 | 10/15/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |