Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Simranjeet Kaur Toor | 7890712 | 4 | 12/05/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jason Clukey | 7489266 | 1 | 08/16/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jorge I Corrales | 2368808 | 6 | 04/16/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Terry S McCoy | 2172620 | 1 | 03/21/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Simranjeet Kaur Toor | 7890712 | 4 | 02/05/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Aretha Jordan-Sereal | 1398641 | 1 | 11/28/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher Kotomski | 7489242 | 2 | 09/05/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kathleen Fortoul | 1361270 | 2 | 07/20/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey Adam Granger | 4858974 | 1 | 06/19/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Simranjeet Kaur Toor | 7890712 | 4 | 05/15/2012 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |