Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Morel | 6824516 | 7 | 03/27/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Hunter Tisland | 7736771 | 2 | 03/27/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aubrey Lynne Caldwell | 7780120 | 3 | 03/20/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Darren Armetta | 5710662 | 4 | 03/16/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jamil Nuru | 7255145 | 1 | 03/13/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Angela R Beitzel | 7820541 | 1 | 03/09/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Philip T Spires | 7772145 | 1 | 03/03/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laura S George-Allen | 7242616 | 11 | 02/28/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joel Alexander Clacken | 7664877 | 1 | 02/27/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lachea Harris | 7669768 | 1 | 02/27/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |