Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Rhiannon Kaulitzke | 7026293 | 3 | 05/17/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Rhiannon Kaulitzke | 7026293 | 3 | 05/03/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Sheena M Brunner | 7817971 | 1 | 05/02/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jose Guadalupe Leon | 7126197 | 1 | 04/29/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Cabrera | 7554747 | 2 | 04/21/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Oscar D Maldonado Arroyo | 7752939 | 5 | 04/17/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sharon Patnode | 5249517 | 1 | 04/16/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Wade Heisler | 6368862 | 3 | 04/15/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laura S George-Allen | 7242616 | 11 | 03/31/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Editshi Rafael Sanchez | 7863235 | 2 | 03/29/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |