Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Terrell J Heard | 7599139 | 1 | 05/20/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paola Moreno Martinez | 7602016 | 2 | 05/09/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paola Moreno Martinez | 7602016 | 2 | 05/09/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keona Stovall | 7409994 | 2 | 05/04/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jose Ramiro Lopez Alfaro | 7646312 | 4 | 04/30/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gilbert Hardin | 7257868 | 1 | 04/28/2022 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Martin Ramos | 6591709 | 1 | 04/22/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Angela Myers | 7567704 | 2 | 04/20/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keller Hanegan | 7451347 | 4 | 04/13/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chester J. L. Durham | 5408899 | 2 | 04/06/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |