Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Todd Mann | 7180966 | 3 | 04/26/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laura S George-Allen | 7242616 | 11 | 04/26/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Chloe Rose Drajkowski | 7463306 | 2 | 04/25/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Lindy L Henley | 6165270 | 4 | 04/19/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Kiegan Nicholas Hart | 7330689 | 3 | 03/31/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kiegan Nicholas Hart | 7330689 | 3 | 03/09/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Kaylen Marie Loggins | 7473343 | 1 | 03/08/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rhiannon Kaulitzke | 7026293 | 3 | 02/28/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mary A Ross | 1288200 | 2 | 02/26/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Lindy L Henley | 6165270 | 4 | 02/26/2024 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |