Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Laura Jane Ferguson | 5336483 | 2 | 03/19/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laura Jane Ferguson | 5336483 | 2 | 03/19/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Morgan | 6016882 | 1 | 03/07/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kristen Brooke Perdisatt | 6072113 | 1 | 03/05/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alejandro C Martinez | 6293552 | 7 | 03/01/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Frank Manzo | 6915845 | 5 | 03/01/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ewa Marie Dostal | 5954350 | 2 | 02/28/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ana M Vasquez | 4315671 | 1 | 02/28/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle R Winings | 2115104 | 1 | 02/27/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Karla P Garcia | 5550887 | 2 | 02/27/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |