Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Heidi Jostes | 6876318 | 1 | 11/27/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shawn Bina | 7337248 | 2 | 11/21/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elesha Shawnakay Adams-Francis | 6539033 | 1 | 11/11/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sarah Lynn Kalsey | 6016817 | 1 | 10/22/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jacquise M Dilligard | 6452997 | 1 | 10/20/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marlon L Harvey | 7630655 | 1 | 10/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sylvia Ipaye | 5907827 | 1 | 10/05/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michele Bonin | 6945447 | 3 | 10/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rodrick Kevin Sullivan | 6414948 | 1 | 10/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Elaine Alves da Silva | 7169521 | 2 | 10/01/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |