Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Thamson Tanis | 6084960 | 2 | 04/05/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Myles R. Luster | 5614231 | 1 | 04/03/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Chester J. L. Durham | 5408899 | 2 | 04/03/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mario Velarde | 7112079 | 2 | 04/01/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alejandro C Martinez | 6293552 | 7 | 04/01/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alejandro C Martinez | 6293552 | 7 | 04/01/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Samuel Lopez | 5910689 | 1 | 03/29/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andy A Rubio | 6422583 | 1 | 03/28/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jorge I Dominguez | 6874537 | 1 | 03/25/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vincent Leon Guerrero | 7294309 | 2 | 03/22/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |