Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Leticia Saucedo Morales | 6283377 | 1 | 04/17/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bradley Clement Hargrave | 2250165 | 4 | 04/15/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alejandro C Martinez | 6293552 | 7 | 04/15/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Lynn Ruhter | 5987358 | 1 | 04/12/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keith Robert King | 5116018 | 3 | 04/11/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marcelina Victoria Galang-Alberto | 6167930 | 1 | 04/11/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cary Atlas | 1990494 | 4 | 04/10/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cary Atlas | 1990494 | 4 | 04/10/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Vincent Leon Guerrero | 7294309 | 2 | 04/10/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ashley Szewczyk | 7414678 | 1 | 04/10/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |