Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Montrias Jefron Davis | 3038791 | 3 | 02/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Emmanuel Rivera | 6615743 | 1 | 01/28/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christina Anne Marney | 6657835 | 1 | 01/19/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cassandra Cuihong He | 7029707 | 1 | 01/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Isaac Kim | 5411953 | 1 | 01/07/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Janine Giordano | 4892568 | 2 | 01/05/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Duane Zerndt | 7215184 | 2 | 12/30/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marco Laureano | 6940313 | 1 | 12/29/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Janine Giordano | 4892568 | 2 | 12/16/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Diana Carolina Quezada | 7437615 | 1 | 12/11/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |