Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sharon R. Taylor | 5730626 | 1 | 05/03/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alejandro C Martinez | 6293552 | 7 | 05/01/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven B. Wise | 5819650 | 5 | 04/30/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Kurt Veit | 4089591 | 2 | 04/30/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bradley Clement Hargrave | 2250165 | 4 | 04/25/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jacqueline Jael Juarez | 6197751 | 1 | 04/25/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Robert J. Grispon | 3184269 | 1 | 04/24/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven B. Wise | 5819650 | 5 | 04/23/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven B. Wise | 5819650 | 5 | 04/23/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven B. Wise | 5819650 | 5 | 04/23/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |