Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Stephanie Rae Dawson | 7811945 | 3 | 03/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Keith Bucholtz | 3237999 | 1 | 02/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Arthur Trey Ruprecht | 6981721 | 1 | 02/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Noreen E Decker | 1756345 | 2 | 02/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Crystal Ann Kirkwood | 7545953 | 1 | 02/19/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas A Adducci | 7041516 | 2 | 02/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amber Marie Douglas | 7180715 | 1 | 02/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicholas A Adducci | 7041516 | 2 | 02/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Fiordaliza Beato | 6467312 | 1 | 02/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sachin A Ratnaparkhi | 6731251 | 1 | 02/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |