Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Bryan T. Harada | 5293543 | 1 | 06/07/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew D. Sentz | 5555240 | 2 | 06/07/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian E Yorty | 3168571 | 3 | 06/04/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Todd Jeremy Dorsey | 6218782 | 1 | 06/04/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alejandro C Martinez | 6293552 | 7 | 06/01/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deborah A Gilbert | 5496299 | 3 | 06/01/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ramon Diaz | 6867167 | 1 | 06/01/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Swartzell | 5844301 | 2 | 05/31/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tracy Allen Saunders | 5627208 | 2 | 05/30/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Margaret Mary Petrillo | 6478895 | 1 | 05/30/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |