Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jose S. Escutia | 6482328 | 1 | 06/21/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Kander | 6880547 | 2 | 06/21/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ching Eiler | 6786958 | 3 | 06/19/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas C. Murphy | 7077893 | 1 | 06/19/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tammy Tang | 6883751 | 1 | 06/18/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Diana Lynn Good | 4144309 | 2 | 06/14/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Samuel A Iampaglia | 4277321 | 1 | 06/12/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andrew D. Sentz | 5555240 | 2 | 06/12/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keith Robert King | 5116018 | 3 | 06/11/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas J. Flynn | 6188374 | 1 | 06/07/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |