Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marc Ferro | 4489452 | 2 | 04/08/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kemah Nimakia Duopu | 6871629 | 2 | 04/06/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Raul G Razuri | 5986564 | 2 | 04/03/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| James Calhoun Griffeth | 4120205 | 1 | 04/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yahaira Felix | 5658761 | 2 | 04/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dawn Hart | 6100960 | 8 | 04/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paula Jean Bronsky | 4653286 | 1 | 03/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Aaron Liebovich | 7452700 | 1 | 03/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lisa Michelle Reddick | 5344813 | 1 | 03/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nelister Riviere | 5430868 | 1 | 03/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |