Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Suzanne M Crook | 3260906 | 2 | 07/03/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leonardo Gomez | 2850712 | 2 | 07/01/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nikita Orlando Ricardo Rogers | 6349316 | 1 | 07/01/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Isaac Velazquez | 7063863 | 1 | 07/01/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jennifer Hagn | 6564644 | 1 | 06/29/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William E Aurand | 6726203 | 3 | 06/27/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jessica Marie Axelsson | 5685085 | 4 | 06/27/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michelle Ann Boyer | 6695243 | 1 | 06/26/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Suzanne M Crook | 3260906 | 2 | 06/24/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sanjeev K Karki | 6015332 | 1 | 06/24/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |