Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Timothy David Norman | 2716277 | 5 | 07/26/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Timothy David Norman | 2716277 | 5 | 07/25/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Janelle L Cross | 5991314 | 2 | 07/19/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin G. Rieger | 6112073 | 2 | 07/19/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Linh Wong | 6450459 | 1 | 07/16/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andy Gelin | 6487314 | 3 | 07/16/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andy Gelin | 6487314 | 3 | 07/16/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Kelly Summers | 5872343 | 1 | 07/15/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Delmonte Hubbard | 3066707 | 1 | 07/09/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rosanna Chapa | 6399910 | 2 | 07/03/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |