Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sharon Elena Law | 6919022 | 3 | 04/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sharon Elena Law | 6919022 | 3 | 04/23/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daren Perry | 5409114 | 2 | 04/21/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deanna L Heldenbrand | 4718297 | 17 | 04/21/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deanna L Heldenbrand | 4718297 | 17 | 04/21/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deanna L Heldenbrand | 4718297 | 17 | 04/20/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Luisanna Maria Nova Compres | 7230297 | 1 | 04/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dawn Hart | 6100960 | 8 | 04/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Belema Sophie Dyegh | 6651248 | 1 | 04/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Noreen E Decker | 1756345 | 2 | 04/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |