Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joseph Young | 5284465 | 2 | 06/16/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joseph Young | 5284465 | 2 | 06/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Beau Ozyenidunya | 6643515 | 4 | 06/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bradley Clement Hargrave | 2250165 | 2 | 06/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jessica Marie Axelsson | 5685085 | 1 | 06/09/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Donald E Melville | 7893262 | 1 | 06/08/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daren Perry | 5409114 | 2 | 06/04/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Aisha Ann Rada | 6408535 | 1 | 06/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony Arcentales | 7157945 | 1 | 06/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jim H Schmid | 2680085 | 1 | 05/31/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |