Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin W Fischer | 6303623 | 1 | 07/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason L Jackson | 2632644 | 2 | 07/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deanna L Heldenbrand | 4718297 | 17 | 07/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dawn Hart | 6100960 | 8 | 07/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon Roth | 7326079 | 1 | 07/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Justin Temple | 5065049 | 2 | 07/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Beau Ozyenidunya | 6643515 | 4 | 06/30/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dionne Tucker | 2496234 | 1 | 06/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Garzone | 6264735 | 1 | 06/29/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas P Scanlon | 3203107 | 1 | 06/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |