Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Karina Assaf | 6588974 | 1 | 09/15/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Fatima E Calvillo-Ortiz | 6716870 | 1 | 09/13/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jordan E Triance | 6689654 | 2 | 09/11/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Landon Jones | 6103133 | 1 | 09/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Juan Betancourt | 2036830 | 1 | 09/08/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sherri D Griffith Goodman | 1614005 | 1 | 09/04/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jordan E Triance | 6689654 | 2 | 09/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Fried | 4472772 | 4 | 09/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Scott Buitekant | 1947723 | 1 | 08/25/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Garett Jones | 6502253 | 1 | 08/14/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |