Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Yvonne M Wood | 4955710 | 3 | 10/27/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yvonne M Wood | 4955710 | 3 | 10/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yvonne M Wood | 4955710 | 3 | 10/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deanna L Heldenbrand | 4718297 | 17 | 10/22/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Naeemah Muhammad | 6606677 | 1 | 10/19/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deanna L Heldenbrand | 4718297 | 17 | 10/02/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Justin Temple | 5065049 | 2 | 10/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jessica Espinosa | 7388155 | 1 | 09/26/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Danny Alexander Villagran | 7330304 | 2 | 09/18/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anthony J Gladney | 6623581 | 1 | 09/17/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |