Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joel Michael Cramer | 6646974 | 1 | 01/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Christian Merlano | 6647348 | 1 | 01/27/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eddren Kawaileleomoula English | 7459085 | 2 | 01/25/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tito Hernandez | 7198657 | 7 | 01/24/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nineve Benjamin | 6838934 | 1 | 01/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stefano Catalano | 5711849 | 2 | 01/19/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Nicolas D de Troye | 4653175 | 1 | 01/14/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lilia Mahmoudi | 7310153 | 1 | 01/11/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jin Ming He | 7098288 | 1 | 01/08/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Cary Ann Murphy | 4559912 | 2 | 01/05/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |