Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Michele Bonin | 6945447 | 3 | 03/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Ted V Schauer | 7592159 | 2 | 02/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Steve Sung | 4965888 | 2 | 02/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Veronica Meza | 7636772 | 1 | 02/26/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Deanna L Heldenbrand | 4718297 | 17 | 02/24/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Danny Alexander Villagran | 7330304 | 2 | 02/24/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Justin Nash | 7140931 | 1 | 02/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Charles W Dethloff | 5668331 | 2 | 02/22/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Karl Miranda | 5696806 | 1 | 02/05/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Mariatu Mina Sankoh | 6946711 | 1 | 02/05/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |