Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Julie Nowak | 2651184 | 2 | 03/18/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Andres Bueno | 6638194 | 2 | 03/18/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandy Taylor | 7770108 | 1 | 03/17/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Lutz | 4714437 | 1 | 03/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Julie A Ramos | 5830910 | 1 | 03/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brandon G Hill | 5452814 | 1 | 03/10/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tito Hernandez | 7198657 | 7 | 03/10/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Peter Lawrence Totaro | 4323715 | 2 | 03/07/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Eisenstadt | 3036412 | 2 | 03/07/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sharon Elena Law | 6919022 | 3 | 03/02/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |