Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sabiha Gamze Karakus | 6578689 | 1 | 04/07/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Bahga K Gerges | 4457566 | 1 | 04/04/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Anh Tuan Lam | 6475267 | 1 | 04/04/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kenard van Roach | 6517433 | 3 | 04/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michele Bonin | 6945447 | 3 | 04/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Raul Gallardo | 6015416 | 1 | 03/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jason Akpolo | 6335422 | 1 | 03/24/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Shawn F Marks | 2673387 | 2 | 03/21/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Claudia Nilda Mullin | 5612994 | 2 | 03/18/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Craig A Nichols | 5771746 | 1 | 03/18/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |