Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jonathon K Castro | 7046120 | 1 | 05/03/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Lee Hooper-Shaffer | 5673397 | 1 | 04/30/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kelly Ottley | 7409518 | 1 | 04/25/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alejandro Enrique Gonzalez | 6266705 | 2 | 04/25/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sabra May Phipps | 2892818 | 1 | 04/19/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| April Lynn Woznicki | 7042741 | 1 | 04/16/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mario J Montesinos | 5570969 | 1 | 04/11/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mariela Magana | 6668239 | 2 | 04/11/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mariela Magana | 6668239 | 2 | 04/11/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William M Melago | 6924665 | 2 | 04/08/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |