Our Staff has compiled our research into a database of FINRA Broker Disclosures for J.P. Morgan Securities LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Chetan Kaushal | 7197088 | 2 | 06/17/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alejandro Enrique Gonzalez | 6266705 | 2 | 06/14/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Oden | 2793337 | 1 | 06/12/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Johnnie Anderson | 7511887 | 1 | 06/10/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Yosief Tzeghai | 6722436 | 4 | 06/08/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Crystal Salazar | 7647182 | 1 | 06/08/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua Sariol | 6768798 | 2 | 06/06/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jorge I Corrales | 2368808 | 6 | 06/01/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kyle L Kennedy | 3200752 | 1 | 05/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ricardo E Ramirez | 7558272 | 1 | 05/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |